Three models of “resistance” — Introduction

Introduction

Image: Elena Feliciano, Resistance

A glance at the way “resistance” has been theorized over time — in both political and extra-political contexts — might help illuminate the Left’s changing sense of its own subjective agency during the last sesquicentenary. Three models may serve as an index to its shifting historical aspirations, and capture its oscillating feelings of hopefulness and helplessness at the prospect of their attainment. Before embarking upon this exposition, however, a few facts regarding its political usages should be particularly borne in mind:

First, as Stephen Duncombe pointed out a few years ago, the concept of “resistance” is in a way inherently conservative.[1] It indicates the ability of something to maintain itself — i.e., to conserve or preserve its present state of existence — against outside influences that would otherwise change it. Resistance signifies not only defiance but also intransigence. As the editors of Upping the Anti put it a couple years back, “resistance” automatically assumes a “defensive posture.”[2] It thus appears to be politically ambivalent: it depends on what is being conserved and what is being resisted.

Secondly, “resistance” as a property can belong to any number of things, whether conscious or unconscious. The world, or nature, can “resist” our conscious attempts to transform it. Likewise society, or second nature, can prove similarly recalcitrant. Either way, this “resistance” tends to be unconscious (always in the case of the first, and usually in the case of the second). With nature, the conditions that obtain at any given moment appear objective and material. With society, by contrast, the conditions that obtain at this or that historical juncture appear quasi-objective and ideological.[3] The situation can be reversed, however. Insofar as society and the world operate unconsciously to transform the general conditions of existence, groups and individuals can consciously choose to resist these processes. Continue reading

Three models of “resistance” — Notes

Notes


[1] “[The] political beginnings [of ‘resistance’] in the West are conservative; this helps to explain some of the politics of resistance.  It’s Edmund Burke, the British conservative, who actually counsels resistance against the radical change of the French Revolution in 1790.  About 75 years later, the same call was taken up by Mathew Arnold, who essentially argues for culture as a means of resistance against the tides of anarchic progress…Marx and Engels, when they [were] writing the Communist Manifesto, actually single out resistance in the form of reactionary socialism as a major stumbling block to any sort of revolution…Resistance has this sort of conservative cast in the 18th and 19th centuries.”  Albert, Michael; Cutrone, Chris; Duncombe, Stephen; and Holmes, Brian. “The 3 Rs: Reform, Revolution, and ‘Resistance’: The Problematic Forms of ‘Anti-capitalism’ Today.”  Platypus Review.  (No. 4.  April, 2008).

[2]Upping the Anti Editorial Board.  “With Eyes Wide Open: Notes on Crisis and Resistance Today.”  Upping the Anti.  (No. 10.  May, 2010).

[3] Postone, Moishe.  Time, Labor, and Social Domination: A Reinterpretation of Marx’s Critical Theory.  (Cambridge University Press.  New York, NY: 1993).  Pgs.

[4] Burke, Edmund.  Selected Works, Volume 2: Reflections on the Revolution in France.  (Liberty Fund.  Indianapolis, IN: 1999).  Pg 180.

[5] Paul, Alexander.  The History of Reform: A Record of the Struggle for the Representation of the People in Parliament.  (George Routledge & Sons.  New York, NY: 1884).  Pg. 138.

[6] Wolfe, Ross.  “Reflections of Resistance, Reform, and Revolution.”  Upping the Anti,  (No. 14.  November, 2012).

[7] Derrida, Jacques.  “Resistances.”  Translated by Peggy Kamuf, Pascale-Anne Brault, and Michael Naas.  Resistances of Psychoanalysis.  (Stanford University Press.  Stanford, CA: 1998).  Pg. 2.

[8] Ibid., pg. 16.

[9] Ibid., pg. 17.

[10] Dilthey, Wilhelm.  “The Origin of Our Belief in the Reality of the External World and Its Justification.”  Translated by Maximilian Aue.  Selected Works, Vol. 2: Understanding the Human World.  (Princeton University Press.  Princeton, NJ: 2010).  Pg. 19.

[11] “Fichte’s system is the culmination of subjective idealism.  This means simply that it completes the attempt to explain the world through the I, and to derive the nexus of all sensations and intuitions, of all that is given and exists, from the spontaneous, productive subject.  The essence of this system consists in raising all givenness, all beings, into something active, or more precisely, into the active I.  This givenness or reality is not sought for ‘out there’ in the world.  For Fichte there is no ‘out there.’  Rather the ‘out there’ exists only for consciousness itself.”  Dilthey, Wilhelm.  Hermeneutics and Its History.  Translated by Theodore Nordenhaug.  Hermeneutics and the Study of History.  (Princeton University Press.  Princeton, NJ: 1996).  Pg. 100.

[12] “The not-self is posited in the self…but all such counterpositing presupposes the identity of the self, in which something is posited and then something set in opposition thereto.”  Fichte, J.G.  The Science of Knowledge.  Translated by Peter Heath and John Lachs.  (Cambridge University Press.  New York, NY: 1982).  Pg. 106.

[13] Dilthey, “The Origin of Our Belief in the Reality of the External World and Its Justification.”  Pg. 23.

[14] Ibid., pgs. 49-50.

[15] “As is the case with many other opinions of this great author [i.e., Schopenhauer], this opinion constitutes a development of propositions set forth by his teacher Johann Gottlieb Fichte, although he does not refer to him on this occasion, and rarely mentions his name at all without piling abuse on it.”  Ibid., pg. 12.

[16] “We know that multiplicity in general is necessarily conditioned by time and space and is thinkable only through them; in this respect, we call them the principium individuationis.”  Schopenhauer, Arthur.  The World as Will and Representation, Volume 1.  Translated by Christopher Janaway, Judith Norman, and Alistair Welchman.  (Cambridge University Press.  New York, NY: 2010).  Pg. 152.

[17] Dilthey, Wilhelm.  Selected Works, Volume 3: The Formation of the Historical World in the Human Sciences.  Translated by Rudolf A. Makkreel and John Scanlon.  (Princeton University Press.  Princeton, NJ: 2002).  Pg. 55.

[18] Dilthey, “The Origin of Our Belief in the Reality of the External World and Its Justification.”  Pg. 42.

[19] “This activity then becomes the ego’s highest function; decisions as to when it is more expedient to control one’s passions and bow before reality, and when it is more expedient to side with them and to take arms against the external world — such decisions make up the whole essence of worldly wisdom.”  Sigmund Freud, The Question of Lay Analysis: Conversations with an Impartial Person.  Translated by James Strachey.  (W.W. Norton & Company, Inc.  New York, NY: 1978).  Pgs. 23-24.

Compare with Dilthey: “A volition first produces an impulse to move, which, in the course of the imagined motion, is accompanied by barely noticeable feelings of pleasure: then the experience of resistance arises.  Does the impulse simply disappear in it? Does it vanish by turning into a mere sensory state? No, it persists, supplemented by the consciousness that the will is being restrained.”  Dilthey, “The Origin of Our Belief in the Reality of the External World and Its Justification.”  Pg. 20.

[20] Dilthey, The Formation of the Historical World in the Human Sciences.  Pg. 185.  My italics.

[21] Dilthey, “The Origin of Our Belief in the Reality of the External World and Its Justification.”  Pg. 14.

[22] Schmidt, Konrad.  “Final Goal and Movement.”  Pgs. 210-211.

[23] Bernstein, Eduard.  Selected Writings, 1900-1921.  Translated by Manfred B. Steger.  (Cambridge University Press.  New York, NY: 1996).  Pg. 64.

[24] Luxemburg, Rosa.  Reform or Revolution? Translated by Integer.  (Haymarket Books.  Chicago, IL: 2008).  Pg. 46.

[25] Lenin, Vladimir.  “A Protest by Russian Social Democrats.”  Translated by.  Collected Works, Volume 4: 1898-1899.  (Progress Publishers.  Moscow, USSR: 1977).  Pg. 178.

[26] Lenin, Vladimir.  “Fear of the Collapse of the Old and the Fight for the New.”  Translated by Yuri Sdobnikov.  Collected Works, Volume 26: September 1917-February 1918.  (Progress Publishers.  Moscow, USSR: 1972).  Pg. 401.

[27] “The crude confrontation of subject and object in naïve realism is of course historically necessitated and cannot be dismissed by an act of will.  But at the same time it is a product of false abstraction, already a piece of reification.  Once this is seen through, then a consciousness objectified to itself, and precisely as such directed outward, virtually striking outward, could no longer be dragged along without self-reflection.”  Adorno, Theodor.  “On Subject and Object.”  Critical Models.  Pg. 249.

[28] Clearly, the differences between these two conflicting orders of reality — the natural and the historical — must not to be ontologized by erecting some kind of permanent boundary between them, thereby succumbing to a form of metaphysical dualism.  An underlying material foundation unites both nature and history.  Depending on the way that one approaches this unity, however, diverging pictures can result.  The paradigmatic example of this was given by Theodor Adorno’s student Alfred Schmidt in contrasting Marx’s concept of nature against that of his influential predecessor, Ludwig Feuerbach.  “What Feuerbach described as the unity of man and nature,” Schmidt explained in his 1954 study on The Concept of Nature in Marx, “related only to the romantically transfigured fact that man arose out of nature, and not to man’s socio-historically mediated unity with nature in industry.”  In this sense, at least, Feuerbach remained a materialist in the eighteenth century mold:  “Nature as a whole was for Feuerbach an unhistorical, homogeneous substratum, while the essence of the Marxist critique was a dissolution of this homogeneity into a dialectic of Subject and Object.  Nature was for Marx both an element of human practice and the totality of everything that exists.”  Schmidt, Alfred.  The Concept of Nature in Karl Marx.  Translated by Ben Fowkes.  (New Left Books.  London, England: 1971).  Pg. 27.

To be sure, Dilthey distinguishes the historical world from the natural world at several points in presenting his philosophical system: “[N]ature is a constituent of history only insofar as it has an effect and in how it can be affected.  The proper domain of history is, to be sure, also external; yet the tones that form a musical composition, the canvas on which we paint, the courtroom in which a verdict is pronounced, merely have their material in nature.  Every operation of the human sciences dealing with such external states of affairs has to do merely with the sense and meaning they receive through the activity of spirit and how it serves the understanding that grasps this meaning and sense in them…The difference between the human and natural sciences is not just about the stance of the subject toward the object; it is not merely about a kind of attitude, a method.  Rather, the procedure of understanding is grounded in the realization that the external reality that constitutes its objects is totally different from the objects of the natural sciences.  Spirit has objectified itself in the former, purposes have been embodied in them, values have been actualized in them, and understanding grasps this spiritual content that has been formed between them.”  Dilthey, The Formation of the Historical World in the Human Sciences.  Pgs. 140-141.  Still, the distinction between these two objective forms of external reality is posterior to their common experience as resistant to an individual’s will.

Despite their anthropological predispositions, Feuerbach and Dilthey each fell into the same fundamental error by conceiving nature as merely the baseline condition of human activity.  They failed to take into account the extent to which nature was itself conditioned by human activity.  “Labor is, first of all, a process between man and nature,” Marx wrote in Capital, “a process by which man, through his own actions, mediates, regulates, and controls the metabolism between himself and nature.”  In labor, especially industrial labor, man “sets in motion the natural forces which belong to his own body, his arms, legs, head, and hands, in order to appropriate the materials of nature in a form adapted to his own needs.  Through this movement he…develops the potentialities slumbering within nature, and subjects the play of its forces to his own sovereign power.” Marx, Karl.  Capital: A Critique of Political Economy, Volume 1.  Translated by Ben Fowkes.  (Penguin Books.  New York, NY: 1882).  Pg. 283.

[29] Marx, Karl and Engels, Friedrich.  Manifesto of the Communist Party.  Pg. .

[30] Lukács, Georg.  “Class Consciousness.”  Translated by Rodney Livingstone.  History and Class Consciousness: Studies in Marxist Dialectics.  (MIT Press.  Cambridge, MA: 1971).  Pg. 70.

[31] Marx, Capital, Volume 1.  Pg.  165.

[32] Marx, Karl.  Economic and Philosophic Manuscripts.  Translated by.  (Progress Publishers.  Moscow, USSR: 19).  Pg. 274.

[33] Marx, Karl and Engels, Friedrich.  The German Ideology.  ‘Pg. 47.

[34] “Reification and the Consciousness of the Proletariat.”  Translated by Rodney Livingstone.  History and Class Consciousness: Studies in Marxist Dialectics.  (MIT Press.  Cambridge, MA: 1971).  Pg. 185.

[35] Engels, Friedrich.  Socialism: Utopian and Scientific.  Translated by Edward Aveling.  Collected Works, Volume 24: 1874-1883.  (International Publishers.  New York, NY: 1989).  Pgs. 323-324.

[36] Freud, Sigmund.  Introductory Lectures to Psychoanalysis.  Translated by James Strachey.  (W.W. Norton & Company, Inc.  New York, NY: 1989).  Pg. 364.

[37] “From what part of the mind does an unconscious resistance…arise? The beginner in psychoanalysis will… answer: it is, of course the resistance of the unconscious.  An ambiguous and unserviceable answer!… Resistance can only be a manifestation of the ego, which originally put the repression into force and now wishes to maintain it.”  Freud, Sigmund.  New Introductory Lectures to Psychoanalysis.  Translated by James Strachey.  (W.W. Norton & Company, Inc.  New York, NY: 1989).  Pg. 86.

“We must above all get rid of the mistaken notion that what we are dealing with in our struggle against resistances is resistance on the part of the unconscious.  The unconscious — that is to say, the ‘repressed’ — offers no resistance whatever to the efforts of the treatment.”  Freud, Sigmund.  Beyond the Pleasure Principle.  Translated by James Strachey.  (W.W. Norton & Co.  New York, NY: 1961).  Pg. 13.

[38] Very little has been written concerning the historical conjuncture of reification, repetition, and resistance that takes place under the conditions of capitalist social life, much less in the moment of profound crisis within international Marxism (1914-1923).  Of the few authors who have touched on the issue, Postone has perhaps gone the furthest toward understanding their interconnection, albeit within a far more general purview.  He calls attention to the homology that exists between individual and social manifestations of this tendency to compulsively repeat.  “One could draw a parallel between [the Marxian] understanding of the capitalist social formation’s history and Freud’s notion of individual history, where the past does not appear as such, but rather in a veiled, internalized form that dominates the present,” Postone astutely notes.  “The task of psychoanalysis is to unveil the past in such a way that its appropriation becomes possible.  The necessary moment of a compulsively repetitive present can thereby be overcome, which allows the individual to move into the future.”  Postone, Time, Labor, and Social Domination.  Pg. 377.

[39] Lukács, Georg.  “Class Consciousness.”  Pgs. 76-77.

[40] Reich, Wilhelm.  “Ideology as a Material Force.”  Translated by Vincent R. Carfagno.  The Mass Psychology of Fascism.  (Farrar, Strauss, and Giroux.  New York, NY: 1980).  Pg. 31.

[41] Adorno, Theodor.  “Sociology and Psychology.”  Translated by Irving N. Wohlfarth.  New Left Review.  Pg. 78.

[42] Any attempt to apply diagnostic categories acquired from the analysis of single subjects to larger groups — in moving from individual to mass psychology — obviously runs the risk of careless interpolation.  There is a danger of lapsing into mysticism, thus repeating Jung’s misguided inquiries into the so-called “collective unconscious” (and various speculations concerning its contents).  Yet as Adorno correctly pointed out, the applicability of theories pertaining to particular, individual subjects to a more universal, social subject is vouchsafed by the specific historical milieu out of which they both commonly emerged.  Inasmuch as psychoanalysis takes the individual patient as its point of departure, it already presumes a context in which persons come to be individuated — lifted out of self-enclosed, organic communities rooted in tradition.  In a word, the entire discipline takes for granted the existence of society.  More specifically, it takes for granted the society of exchange, wherein structures such as the family still play a powerful role in psychological development but consciousness is principally organized around the individual: “The social moment is…the origin [of] the individual with whom psychoanalysis concerns.  [This] itself is an abstraction vis-à-vis the social context in which individuals find themselves…through the dominant form of exchange between individual contracting parties.”  Adorno, Theodor.  Introduction to Sociology.  Translated by Edmund Jephcott.  (Stanford University Press.  Stanford, CA: 2002).  Pg. 112.

Of course, this recognition cannot by itself suffice to justify this procedure.  At the very least, it does not eliminate the need to exercise a certain delicacy when handling psychoanalytic concepts in a sociological key.  Nevertheless, it explains the partial legitimacy and the overwhelming suggestive power of notions like Jung’s “collective unconscious” or Durkheim’s “collective consciousness.” Ibid., pg. 113.  The real problem with such forula was not so much their illegitimacy, according to Freud, as it was their superfluity.  Repressed material belongs not only to the individual; its content belongs more broadly to humanity as a species.  Freud indicated as much in his final published work: “The term ‘repressed’ is here used not in its technical sense.  Here I mean something past, vanished and overcome in the life of a people, which I venture to treat as equivalent to repressed material in the mental life of the individual.  It is not easy to translate the concepts of individual psychology into mass psychology, [but]…not…much is to be gained by introducing the concept of a ‘collective’ unconscious the content of the unconscious is collective anyhow, a general possession of mankind.”  Freud, Sigmund.  Moses and Monotheism.  Translated by Katherine Jones.  (Hogarth Press.  New York, NY: 1939).  Pg. 208.  Thanks are due to Bruno Bosteels, who alerted me to this passage from Freud’s writings in his excellent Marx and Freud in Latin America.  (Verso Books.  New York, NY: 2011).  Pg. 88.

[43] Marx, Karl.  The Eighteenth Brumaire of Louis Bonaparte.  Translated by Terrell Carver.  Later Political Writings.  (Cambridge University Press.  New York, NY: 1996).  Pg. 32.

[44] “[World history] presents the development of spirit’s consciousness of its freedom and of the actualization produced by such consciousness.”  Hegel, Georg Wilhelm Friedrich.  Lectures on the Philosophy of World History, Volume 1: Manuscripts of the Introduction and The Lectures of 1822-1823.  Translated by Robert F. Brown and Peter C. Hodgson.  (Oxford University Press.  Pg. 118. 

[45] Nietzsche, Friedrich.  Untimely Meditations.  Translated by R.J. Hollingdale.  (Cambridge University Press.  New York, NY: 1997).  Pg. 61.

[46] Freud, Sigmund.  The Psychopathology of Everyday Life.  Translated by James Strachey.  (W.W. Norton & Company.  New York, NY: 1966).  Pgs. 62-63.

[47] Freud, Sigmund.  “Remembering, Repeating, and Working-Through.”  Translated by Joan Riviere.  Pg. 150.

[48] Freud, Sigmund.  Beyond the Pleasure Principle.  Translated by James Strachey.  (W.W. Norton & Company, Inc.  New York, NY: 1978).  Pg. 12.

[49] Freud, “Remembering, Repeating, and Working-Through.”  Pg. 151.

[50] Cutrone, Chris.  “Adorno and Freud: The Relation of Freudian Psychoanalysis to Marxist Critical Social Theory.”  Platypus Review.  (No. 24: June 2010).  Pg. 4.

[51] Marx, Karl.  Collected Works, Volume 34: Economic Manuscripts, 1861-1864.  (International Publishers.  New York, NY: 1994).  Pg. 397.

[52] Marx, Karl.  Capital, Volume 1.  Pg. 711.

[53] “The circuit of capital, when this is taken not as an isolated act but as a periodic process, is called its turnover.  The duration of this turnover is given by the sum of its production time and its circulation time.  This period of time forms the capital’s turnover time.  It thus measures the interval between one cyclical period of the total capital value and the next; the periodicity in the capital’s life-process, or, if you like, the time required for the renewal and repetition of the valorization and production process of the same capital value.”  Marx, Karl.  Capital: A Critique of Political Economy, Volume 2.  Translated by David Fernbach.  (Penguin Books.  New York, NY: 1992).  Pgs. 235-236.

[54] Maksakovskii, Pavel.  The Capitalist Cycle: An Essay on the Marxist Theory of Cycle.   Translated by Richard B. Day.  (Haymarket Books.  Chicago, IL: 2009).  Pg. 103.

[55] “Variable capital…loses its character of a value advanced out of the capitalist’s funds only when we view the process of capitalist production in the flow of its constant renewal.  But that process must have had a beginning of some kind.  From our present standpoint it therefore seems likely that the capitalist, once upon a time, became possessed of money by some form of primitive accumulation [ursprüngliche Akkumulation] that took place independently of the unpaid labor of other people, and that this was therefore how he was able to frequent the market as a buyer of labor-power.  However this may be, the mere continuity of the process of capitalist production, or simple reproduction, brings about other remarkable transformations which seize hold of not only the variable, but the total capital.”  Marx, Capital, Volume 1.  Pg. 714.

[56] Postone, Moishe.  Time, Labor, and Social Domination.  Pgs. 298-306.

[57] Marx, Capital, Volume 1.  Pg. 727.

[58] Jameson, Fredric.  Representing Capital: A Reading of Volume One.  Pg. 106.

[59] Lukács, Georg.  “Reification and the Consciousness of the Proletariat.”  Translated by Rodney Livingstone.  History and Class Consciousness: Studies in Marxist Dialectics.  (MIT Press.  Cambridge, MA: 1971).  Pg. 83.

[60] Marx, Karl.  Grundrisse.  Pg. 701.

[61] Rubin, Isaak.  “The Reification of Production Relations among People and the Personification of Things.”  Translated by Milos Samardzija and Fredy Perlman.  Essays on Marx’s Theory of Value.  (Black Rose Books.  New York, NY: 1990).  Pg. 24.

[62] Postone, Time, Labor, and Social Domination.  Pg. 377.

[63] Korsch, Karl.  “Marxism and Philosophy.”  Translated by Fred Halliday.  (Monthly Review Press.  2009).  Pgs. 53-54.

[64] Cutrone, Chris.  “Book Review: Karl Korsch.  Marxism and Philosophy.”  Platypus Review.  No. 15: .  Pg. 3.

[65] Korsch, “Marxism and Philosophy.”  Pg. 88.

[66] Lukács, Georg.  “What is Orthodox Marxism?” Translated by Rodney Livingstone.  History and Class Consciousness: Studies in Marxist Dialectics.  (MIT Press.  Cambridge, MA: 1971).  Pg. 19.

[67] Lukács, “Class Consciousness.”  Pg. 52.

[68] Ibid., pg. 59.

[69] Lukács, Georg.  “Towards a Methodology of the Problem of Organization.” Translated by Rodney Livingstone.  History and Class Consciousness: Studies in Marxist Dialectics.  (MIT Press.  Cambridge, MA: 1971).  Pg. 304.

[70] Jacoby, Russell.  Social Amnesia: A Critique of Contemporary Psychology from Adler to Laing.  (Transaction Publishers.  New Brunswick, NJ: 1996).  Pg. 4.

[71] Adorno, Theodor and Horkheimer, Max.  Dialectic of Enlightenment: Philosophical Fragments.  Translated by Edmund Jephcott.  (Stanford University Press.  Stanford, CA: 2002).  Pg. 191.

[72] Lukács, Georg.  “Legality and Illegality.” Translated by Rodney Livingstone.  History and Class Consciousness: Studies in Marxist Dialectics.  (MIT Press.  Cambridge, MA: 1971).  Pg. 168.

[73] Marx, Karl.  “Theses on Feuerbach.”  Translated by.  Collected Works, Volume 5: 1845-1847.  Pg. 4.  My italics.

[74] Lukács, Georg.  Tailism and the Dialectic.  Translated by Esther Leslie.  (Verso Books.  New York, NY: 2003).  Pg. 81.

[75] Lukács, Georg.  “Intellectual Workers and the Problem of Intellectual Leadership.”  Translated by Rodney Livingstone.  Tactics and Ethics: Political Essays, 1919-1929.  (Harper & Rowe Publishers.  New York, NY: 1972).  Pg. 17.

[76] Reich, “Ideology as a Material Force.”  Pg. 6.

[77] “The social situation is only the external condition that has an influence on the ideological process in the individual.  The instinctual drives through which the various social influences gain exclusive control over the emotions of an individual are now to be investigated.”  Reich, Wilhelm.  “The Authoritarian Ideology.” Translated by Vincent R. Carfagno.  The Mass Psychology of Fascism.  (Farrar, Strauss, and Giroux.  New York, NY: 1980).  Pgs. 64-65.

[78] Reich, Wilhelm.  “A Practical Course in Marxist Sociology.”  Translated by Mary Boyd Higgins.  People in Trouble.  Pg. 36.

[79] Freud, Sigmund.  The Question of Lay Analysis: Conversations with an Impartial Person.  Translated by James Strachey.  (W.W. Norton & Co.  New York, NY: 1969).  Pg. 53.

[80] Reich, Wilhelm.  “The Emotional Plague.”  Translated by Mary Boyd Higgins.  Character Analysis.  (Farrar, Straus, and Giroux.  New York, NY: 1990).  Pg. 511.

[81] Reich, Wilhelm.  “An Abortive Biological Revolution.”  Translated by Mary Boyd Higgins.  The Function of the Orgasm: Discovery of the Orgone, Volume 1.  (Farrar, Straus, and Giroux.  New York, NY: 1973).  Pg. 238.

Socialism or Barbarism?

The decline of the Left over the course of this last century is thus not only a tragedy for those who fought on its behalf, but also for those who traditionally fought against it.  Inasmuch as proletarian socialism aimed at the supersession of bourgeois liberalism, its old nemesis, while simultaneously preserving the latter’s revolutionary accomplishments and raising them to a “higher level,” the former stood for the hope of all humanity — no matter which side one was on.  For as long as it is able to reproduce its own existence, the underlying volatility of capitalist society will remain unchanged (whether or not there is a leftist political project capable of overcoming it).  But the idea that capitalism will simply continue to exist indefinitely cannot at all be supported by historical experience.  Though bourgeois political economists have time and again tried to naturalize the social relations that have appeared immediately before them, mesmerized by the fetish-character of the commodity form, the capitalist mode of production has not always existed.  It came into existence historically, and could just as easily pass out of existence historically.[231]  The issue thus comes down to ascertaining the nature of this historical passage, should it ever arrive at all.  Capitalist society could cease to exist in any number of ways, the majority of which would not be emancipatory in the least.  This might well be the most disturbing prospect of all: that capitalism will collapse and still not lead to a more just, liberated, and equitable society.  As Lukács pointed out, commenting on the revolutionary legacies of Lenin and Luxemburg, “socialism would never happen ‘by itself,’ and as the result of an inevitable natural economic development.  The natural laws of capitalism do indeed lead inevitably to its ultimate crisis, but at the end of its road would be the destruction of all civilization and a new barbarism.”[232]  Broadly speaking, there are two scenarios that can be imagined as leading to capitalism’s eventual demise: 1.) cataclysm or 2.) revolution.

In either case, the result would be that capital would no longer exist.  The reason for this would be quite different from instance to instance, however.  Should the former take place, capital would be dissolved simply because it would no longer be able to reproduce and augment its own value through the process of production.  For example, a war could break out that would be of such devastating proportions that the cycles of production and circulation would be fatally disrupted.  Some of the images called to mind are total blight, scorched earth, and nuclear holocaust.  Another possibility would be some sort of global environmental catastrophe.  Should the latter (revolution) obtain, however, capital would be dissolved because human production would no longer be subordinated to its ends.  Humanity would not produce goods simply to extract surplus-value from labor and then be realized on the market, only to repeat this cycle all over again, in perpetuity.  Rather, humanity would produce in order to meet (and surpass) human needs, in a way that does not endanger the provision of such needs in the future.  In this scenario, society would not undertake production for the sake of a category external and alien to itself (capital), but would become its own self-directed end.  Society would only produce for the sake of society and its individual members.  The mystery of capital — and indeed the riddle of all history[233] — is that society is a product of human activity, and yet appears to humanity as an unruly force of nature.[234]  Crises are experienced under the capitalist social order as so many natural disasters, as storms to “weather” or endure.  Humanity is, nonetheless, the unconscious demiurge of this second nature.  It has but to attain consciousness in order to decisively act and thereby claim this system for itself, so that society and its constituent individuals might someday live autonomously.  As Engels once put it:

With the seizing of the means of production by society, production of commodities is done away with, and, simultaneously, the mastery of the product over the producer…The laws of his own social action, hitherto standing face-to-face with man as laws of Nature foreign to, and dominating him, will then be used with full understanding, and so mastered by him.  Man’s own social organization, hitherto confronting him as a necessity imposed by Nature and history, now becomes the result of his own free action…It is the ascent of man from the kingdom of necessity to the kingdom of freedom.[235]

Faced with the polarity dividing freedom and humanity on the one hand from unfreedom and inhumanity on the other, society arrived at a historic impasse almost a century ago.  Since this time it appears to have remained at a virtual standstill, stuck before this fork in the road.  This apparent immobility must not be thought of as an absolute motionlessness, however, qua an absolute cessation of motion or activity.  At best, civilization has merely been spinning its wheels for the last hundred years; at worst, it has politically regressed.  The choice presently at hand poses afresh Luxemburg’s old disjunction of “socialism or barbarism.”[236]  But make no mistake about it: these options do not present themselves as on an empty slate.  Liberalism has been utterly barbaric for over 150 years now.  But the attempts to go beyond it during this time, the many faces of “actually existing socialism,” have been similarly barbarized and enervated.  The twentieth century, Richard Rubin has pointed out, revealed the nightmarish possibility of having both socialism and barbarism, embodied its most characteristic and grotesque form as Stalinism.[237]  A pair of related, if troubling, questions now makes an appearance.  What if liberal civilization still provides the basis for the best (or least worst) of all possible worlds that humanity can realistically hope for? This is, at least in Michéa’s opinion, how it has often understood itself.[238]  And, assuming that liberalism does in fact provide this basis, what if the best (or least worst) of all possible worlds thus established proves impossible to maintain?

This is the prospect raised by Žižek, amongst others, as the specter of ecological and thermonuclear Armageddon continues to haunt contemporary social life.[239]  In one of his more bombastic books of late, In Defense of Lost Causes, Žižek summarizes this current state of affairs more succinctly.  “What looms on the horizon today is the unprecedented possibility that [a calamity] will intervene directly into the historical Substance,” projects Žižek, “catastrophically disturbing its course by triggering an ecological catastrophe, a fateful biogenetic mutation, a nuclear or similar military-social catastrophe, and so on…It no longer holds that, whatever we do, history will carry on.”[240]  Since the 1970s and the emergence of the environmental movement, many leftists fear that an impending natural disaster will render the Earth uninhabitable, effectively bringing an end to the drama of human history.  Other critics of a Marxist persuasion, such as Fredric Jameson, count no fewer than “four fundamental threats to the survival of the human race today,” throwing global impoverishment and famine as well as structural unemployment into the mix along with ecological collapse and nuclear war.  He immediately adds, correctly, the humbling fact that “in each of these areas no serious counterforce exists anywhere in the world.”[241]  Yet it would seem to be of paramount importance that such counterforces eventually arise so that humanity can continue to exist at all — let alone realize its deepest aspirations of liberty and equality.  Despite capitalism’s much-vaunted “adaptability,” the liberal belief in the self-correcting capacity of the Market seems a dangerous game to play, a concern voiced in recent decades by the Marxian anthropologist Maurice Godelier.[242]  For now, at least, liberalism clearly offers no way out.  With the decline of the Left in the twentieth century, however, no socialist alternative seems readily available.  That is to say, the need for revolutionary transformation has never been greater, and yet the forces necessary for such a transformation have never been in shorter supply.

Lenin remarked in 1917, of course, that revolutionary ruptures necessarily appear as “miracles” to those who witness them.[243]  It is thus perhaps not entirely beyond the realm of possibility that capitalism might still someday be transcended.  If liberalism’s original emancipatory potential is ever to be realized, however, it will require a revolutionary act of sublation — in the strict Hegelian sense of a thing’s determinate negation, its concurrent cancellation and preservation.[244]  As Chris Cutrone has put it: “Socialism is meant to transcend liberalism by fulfilling it.  The problem with liberalism is not its direction, supposedly different from socialism, but rather that it does not go far enough.  Socialism is not anti-liberal.”[245]  Despite the recalcitrance it has repeatedly shown to efforts aiming to radically transform it, liberalism’s — and, indeed, all of humanity’s — only chance for survival resides with socialism.  “In this hour, socialism is the only salvation for humanity,” Rosa Luxemburg proclaimed in 1918.  The fundamental truth of this assertion remains equally valid today, however much other conditions have changed.  Absent the possibility of its determinate negation, liberalism now instead faces absolute annihilation.  Socialism or barbarism? Revolution or cataclysm?

Continue to Revolution into Reaction: June 1848 to August 1914

A critique of Asad Haider’s and Salar Mohandesi’s article for Jacobin, “Is there a future for socialism?”

Toussaint Louverture

The following is a brief critique of Asad Haider’s and Salar Mohandesi’s co-written article for Jacobin, “Is there a future for socialism?” The authors present a forceful argument, but in the final analysis I must take issue with many of their conclusions — not least of which is the relationship of “socialism” to “communism.”  Though it may seem superfluous, or even slightly disingenuous, to praise the authors I am about to criticize, I will preface my remarks by saying that I greatly enjoy many of the things they’ve published for their own publication, Viewpoint Magazine.  Especially excellent is Ben Lear’s review of Berardi’s After the Future, which appeared recently on their blog.  I thought the exchange on Lenin they hosted a few months back was also clarifying.  Salar’s historical analysis, “On the Black Bloc,” is also excellent.

All these gestures at diplomacy aside, however, I must take issue with the following historical characterization:

The Erfurt synthesis, which made some sense [questionable] in non-revolutionary situations like the one which gave birth to it, quickly proved ineffective when a new cycle of struggle took shape in the decade before the First World War. The party, failing to register this changed situation, stuck to the old line — it misunderstood the growing militancy of the rank and file because its institutional structure had so dangerously exacerbated the distance between an increasingly bureaucratized party apparatus and the everyday lives of workers. A socialist subculture had been the foundation of class solidarity, based on grassroots practices of self-reliance, ranging from cooperative shopping associations (also known as “potato clubs”) to horseplay on the shop floor. But the SPD leadership increasingly tried to measure up to respectable bourgeois standards, with patriarchal families, ‘high culture,’ and patriotism, which immediately set them against the militancy of migrant workers in the Ruhr mines, and the wildcat strikes of female textile workers. “Women don’t want to know about politics and organization,” said one male socialist. “They appreciate a May Day festival, with singing and speeches and dancing…but they don’t appreciate political and trade union meetings.”

Dovetailing on Pham Binh’s quite correct remarks regarding the problem of legality vs. illegality, I would like to reiterate that the problem with the German Social Democrats was not that they had “lost touch” with the party’s working-class membership and constituency. Contrary to widespread belief, there is nothing inherently revolutionary about the working class. Marx’s entire argument regarding the proletariat was that it is the only potentially revolutionary class in modern society. This is because of its status as the only actually “universal” class in modern society (an inversion from of Hegel’s argument about the bureaucracy being the only “universal” class). The proletariat, at a sociological and empirical level, is “universal” insofar as it is both constitutive of and constituted by capital through the wage-relationship. It is unclear to me, however, whether it is all forms of universalism that the authors reject, or only the selective universalism of colonial rule. Universal suffrage is, of course, a form of universalism. Presumably this kind of universalism would meet with their approval.

Of course, when Marx was writing Capital, proletarian labor — defined as participating in the production and circulation of commodities, as well as through sale of its own labor as a commodity — was still mostly unique to the most advanced capitalist countries of the West. Since that time, the relationship of wage-labor has only become further generalized, resulting in nearly global proletarianization, at least at an objective level. That is to say, at the level of individuals’ objective relationship to the means of production.  Perhaps the most important lesson of the twentieth century is that the political tendencies of a given social stratum are by no means guaranteed.  Haider and Mohandesi gesture at this in their rejection of inevitabilism, but this does not itself go beyond the inevitabilism they ascribe to the Bernsteinians and Kautskyites.  For whether or not a person is objectively (i.e., sociologically) a member of the working class, it cannot be assumed that subjectively (i.e., politically) the person has attained proletarian class-consciousness. “The proletariat is revolutionary or it is nothing,” Marx wrote in 1871. His statement should be read as follows: until the proletariat is revolutionary, it remains nothing.  It just remains unrealized potential.

Moreover, the various practices of working-class self-organization (“grassroots practices of self-reliance, ranging from cooperative shopping associations…to horseplay on the shop floor”) were not at all more militant than the party’s actual line. It wasn’t as if the cooperative networks signaled a great radicalism on the workers’ behalf. In fact, one of the greatest advocates of workers’ cooperatives was the archrevisionist Eduard Bernstein, (see his Preconditions of Socialism) while one of their greatest detractors was of the cooperatives was the revolutionary Rosa Luxemburg (see her classic Reform or Revolution). The idea that the everyday practices operated to radicalize the workers in the factories perhaps have some incidental truth, but in general this kind of assertion (when made categorically) belongs only to the most boring kinds of “history from below,” a dreary form of Alltagsgeschichte. The failure of the SPD was not that it had become too elitist or “bourgeois.” What happened was a flagrant betrayal of what had before been agreed upon and passed as a guiding principle for the world war that everyone saw was on the horizon: namely, the 1907 Lenin-Luxemburg amendment, in which it was agreed that in the event of widespread international conflict, International Social Democracy would come out in firm opposition, and try to exploit the situation to foment world revolution.

Likewise, in decade or so after World War I, there was a general rightward lurch within the German proletariat. This is difficult to explain if one maintains that the working class or the “oppressed” in general are innately revolutionary. As Wilhelm Reich asked in 1933, while still a Marxist working in Austria as a volunteer psychoanalyst, providing services to working class families,

What produced the mass-psychological soil on which an imperialistic ideology could grow and could be put into practice, in strict contradiction to the peace-loving mentality of a German population uninterested in foreign politics? The “betrayal of the leaders of the Second International” is no satisfactory answer. Why, one must ask, did millions of workers, with a liberal and anti-imperialistic attitude, let themselves be betrayed? Fear of the consequences of refusal to take up arms could be the motive [18] only in a small minority. If one had witnessed the mobilization of 1914, one knew that the working population showed diverse attitudes. There was a conscious rejection on the part of a minority; a peculiar submission to fate or an indolence; and violent enthusiasm not only in the middle classes but also in masses of industrial workers.

Reich insightfully observed that the political orientation of the working class is ambivalent: “The discovery of the fact that the working individual is neither unequivocally reactionary nor unequivocally revolutionary but in a conflict between reactionary and revolutionary tendencies, must of necessity lead to a practical program which opposes the reactionary psychological forces with revolutionary forces.” As he goes on the point out, the erroneous belief that workers are somehow inherently more militant and revolutionary seemed to be materially disproven by the widespread support of the German working class for Nazism.

The authors also issue a harsh indictment of the Enlightenment and of bourgeois revolutions in general:

Those who equate political liberation with the flowering of the bourgeois individual often say that the French Revolution represented the Enlightenment’s point of culmination. What they leave out is that it was also its point of explosion. The slaves of Haiti — who watched their newly enlightened French masters continue to lop off their limbs, bury them to the neck, and burn their families alive — quickly learned that there was little difference between a master who read Rousseau and one who didn’t. The Enlightenment was just slavery under another name. So on August 21, 1791, while the noble revolutionaries in Paris tried to find the most effective way to keep the slaves tied down to the plantations of their most profitable colony, the Haitian slaves forced their own counter-Enlightenment by emancipating themselves through revolution. Inspired by their Caribbean comrades, almost exactly one year later, the same Parisian masses who seized the Bastille and held the king hostage stormed the Tuileries Palace, declared a Republic, and exploded the continuum of history, imposing an entirely new calendar to mark the birth of a new world.

Likewise, I fail to see how you can claim that Enlightenment was just “slavery under a different name,” or your implication that the thought of figures like Rousseau made no difference in the colonial world. Wasn’t Toussaint the same man whose revolutionary spirit was nurtured on the writings of Rousseau, Raynal, and Diderot? CLR James himself wrote that “Toussaint’s failure was the failure of enlightenment, not of darkness” (The Black Jacobins, pg. 288). Wasn’t Robespierre a disciple of Rousseau himself? Furthermore, it is difficult to characterize the Haitian Revolution as anything other than a bourgeois-liberal revolution. There was no attempt to overcome capital as the dominant form of social existence, as the oppressive character of capital had still not yet obviated itself in history. The Haitian Revolution was animated by ideas of liberty and equality, by republican ideals, and fought for the rights of individuals. In other terms, the Haitians fought against the slaveholders and foreign powers that surrounded them in order to establish an autonomous Rechtsstaat, which was still at that time by far the most revolutionary form of governance.  (This despite Toussaint’s occasional overtures toward royalism, a sad blemish on an otherwise consummately revolutionary, and for the most part staunchly republican, career).

This is why we’re pleased to enter into an exchange with Jacobin, whose logo recalls that we live in the world made by Toussaint L’Ouverture and the Black Jacobins. The reverberations of their confrontation with the colonialist universalism of the so-called “bourgeois revolutions” would be felt throughout the 19th century — just as, in 1848, the Jacobinism of Blanqui would be challenged by the growth of working-class neighborhood clubs.

Here I think it would be appropriate to invert the authors’ use of scare quotes in the second sentence.  It is telling that today we hear talked of the “so-called” bourgeois revolutions, as if they were neither revolutionary nor bourgeois.  This is something that I elaborate upon in a forthcoming essay on the relation of liberalism to socialism, so I’ll leave this as more of an aside for now.

In the interview that Pam Nogales and I conducted with the Italian Marxist theorist Domenico Losurdo, we touched on the question of Toussaint, Haiti, and bourgeois revolution, if anyone’s interested.

“Civilization”: On the history of a concept

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Excerpted from a draft for my long-delayed essay (almost a small book now) on the relationship of revolutionary Marxism to revolutionary liberalism.

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It is difficult to even mention the concept of civilization without conjuring up images of Occidental hauteur. One is immediately reminded of the so-called “civilizing mission” undertaken by the great colonial powers of Europe. The word’s origins, however, prove far more benign. Nevertheless, the timing of its emergence in history cannot be thought a mere coincidence. “Civilization” is an invention of the bourgeois epoch. According to the French semiotician Émile Benveniste, the term first appeared in print in a 1757 book by the Marquis de Mirabeau.1 Though it derives more generally from the Latin civilis, denoting a higher degree of urbanity and legality, “civilization” in its modern sense dates only from the Enlightenment. In its post-1765 French usage, Benveniste observed that here “civilisation meant the original, collective process that made humanity emerge from barbarity, and this use was even then leading to the definition of civilisation as the state of civilized society.”2 From there, the concept was then imported to Great Britain by Scottish Enlightenment figures like Ferguson, Millar, and Smith. This most likely came through their interactions with the French physiocrats Quesnay, Necker, and Turgot.3 Freud’s suggestion in Civilization and Its Discontents — that the civilizing process of society in history resembles the maturation of the individual4 — was already largely anticipated by Ferguson in the introductory paragraph to his Essay on the History of Civil Society. There he asserted: “Not only the individual advances from infancy to manhood, but the species itself from rudeness to civilization.”5 For Millar, as it was for Smith, civilization was marked by the development of a complex division of labor, what he called “the distinctions of professions and of ranks.” With the further articulation of this system of distinctions, “the human mind is cultivated and expanded; and man rises to the highest pitch of civilization and refinement.”6 Smith reaffirmed Millar’s identification of civilized society as being one in which there was a highly-developed system of ranks. At one point, Smith clarified that whenever he used the term “civilized society,” what he really meant was just a “society where the distinction of ranks has once been completely established.”7

Besides Benveniste, the German-Jewish sociologist Norbert Elias and his Austrian exegete Helmut Kuzmics also picked up on this civilizational theme of Mirabeau’s. One of Elias’ most interesting arguments centers on the transmission of certain conventions from pre-bourgeois European court life — an attention to good manners, etiquette, dress codes, and behavioral norms — to bourgeois civil society rising out of the collapse of the feudal order. Although later philosophers of moral sentiment like Hume and Smith did much to displace aristocratic “virtue” through their valorization of bourgeois self-love,8 these vestiges of courtly politesse in civic politeness9 account for the high premium that was placed on “courtesy” (courtoisie, cortesia) and “civility” (civilité, civiltà, Zivilität) in early bourgeois circles.10 Kuzmics is correct to add, however, that the carryover from courteous modes of conduct would have been more direct among members of the grande bourgeoisie.11 But this historical lineage passed down from medieval court society was only one part of what Elias and Kuzmics called “the civilizing process.” More broadly, what this process entailed was a transition from external restraints imposed from without to internal restraints imposed from within; one of the defining features of civilization for Elias was precisely this regime of self-restraint.12 Some have noted a similarity between Elias’ notion of “restraint” through the civilizing process and Foucault’s later concept of “discipline” through correct training,13 but this similarity is only apparent. Self-restraint for Elias has far more in common with Freud’s psychoanalytic category of repression.14 Apart from these aristocratic frills and ruffles adorning bourgeois civilization, there were several forms of self-restraint peculiar to the modern world. As Elias and Kuzmics each acknowledge, these usually had to do with vocational norms and expectations associated with the workplace (rather than the banquet hall, the baronial court, or the curia regis).15 The primary locus of modern civilization would thus seem to reside in labor.

Here, the meaning of “civilization” examined by Elias and Kuzmics reconnects with that of Benveniste, Lucien Febvre, and the political economists like Smith, Ferguson, and the physiocrats. Of the new behaviors inculcated as a result of the generalization of the wage-relationship — along with the progressive refinement of the social division of labor and the more precise measurement of the labor-time expended — moderation, diligence, expedience, and what E.P. Thompson called “time-discipline” were foremost. From the schoolyard to the factory floor, both children and adults now “entered the new universe of disciplined time.”16 Max Weber, commenting upon the utilitarian ethos of Benjamin Franklin’s advice in Poor Richard’s Almanack, recorded that for the modern bourgeoisie, “[h]onesty is useful, because it assures credit; so are punctuality, industry, frugality, and that is the reason they are virtues.”17 Beyond these highly-valued bourgeois personality traits (or “civic virtues”), this civilizing process in modern society moves from the ethical domain of individual behavior to the political domain of liberal policies of governance. The old practices of government-controlled monopolies, tariffs, protectionism, and trade restrictions — in short, of French and British mercantilism and German cameralism — now appeared antiquated and barbaric. With respect to these more specifically bourgeois aspects of civilization, Kuzmics asserts:

From [the physiocrats] on, the French concept of civilization is wedded to the bourgeois notion of progress; knowledge turns into one of its central categories; the concept of “being civilized” is transferred from the behavior of individuals to the state, the constitution, the educational system (and access to that system by the populace) and to a penitentiary system which is seen to be barbaric. Social inequality, anchored in feudal barriers, appears as barbaric and unreasonable. The same perspective is brought to bear on the lack of economic freedom imposed by government trade restrictions. The refinement of manners and the pacification of civil society are supposed to be the consequence of civilization in this wider sense.18

That “civilization,” a concept born of the Enlightenment, should bear the imprint of the narrative of progress should not come as a shock to anyone. Indeed, the Swiss philologist and literary critic Jean Starobinski not long ago suggested that “[t]he word civilization, which denotes a process, entered the history of ideas at the same time as the modern sense of the word progress.”19 As such, it would appear that “civilization” is perhaps a distant cousin of the later concept of “modernization,” as a process implying progress or enhanced development over time, though Kuzmics warns against such interpretations.20 Already by 1775, Diderot was using the term in exactly this sense: “[C]ivilization follows from the inclination which leads every man to improve his situation.”21 Condorcet was even more wildly optimistic than Diderot when it came to the linkage between progress and civilization. It was while awaiting the guillotine, at the height of the Terror, that Condorcet penned his famous ode to progress, A Sketch for an Historical Picture of the Future Progress of the Human Mind (1793), in which he asked:

Will all nations necessarily approach one day the state of civilization achieved by those peoples who are most enlightened, freest, and most emancipated from prejudice, such as the French and the Anglo-Americans? Will we necessarily see the gradual disappearance of that vast distance now separating these peoples from the servitude of nations subjected to kings, the barbarism of African tribes, the ignorance of savages? Are there regions of the globe where the inhabitants have been condemned by their environment never to enjoy liberty, never to exercise their reason? Do the differences in enlightenment, resources, or wealth so far observed between the different classes within civilized peoples — the inequality that the initial advances of society augmented and may even have produced — derive from the very nature of civilization or from the current imperfections of the social art? Must these differences continually diminish, giving way to the real equality that is the ultimate goal of the social art, that of reducing the very effects of natural differences in individual capacities while allowing for the continuation only of an inequality useful to the common interest because it will foster the progress of civilization, education, and industry without entailing dependence, humiliation, or impoverishment?22

The passage from Condorcet excerpted here above introduces a third meaning to the term “civilization,” besides its association with mannerly ennoblement and technical progress. This third meaning of “civilization” attains its significance only in contradistinction to its conceptual antipode, “barbarism.” Between these two poles one might find a spectrum of intermediate stages, ranging from conditions of relative civility to conditions of relative barbarity. Another term, “savagery,” enters in at times, as well. In most discussions of civilizational benchmarks during the Enlightenment, Foucault rightly noted, the “savage” suggests a pre- or non-civilized person living in a state of nature, whereas the “barbarian” suggests a person who is actively opposed to civilization, who is thus anti-civilizational, living in a state of general crudity and boorishness.23 This understanding corresponds, more or less, to the somewhat lacking categories established by Louis Morgan and later employed by Engels in his writings on The Origins of the Family, Private Property, and the State: 1.) savagery (hunger-gatherer, predominantly nomadic, or pre-historic society); 2.) barbarism (agrarian, predominantly rural, or traditional society); and 3.) civilization (commercial/industrial, predominantly urban, or modern society).24 Civilization would thus seem to presuppose widespread urbanization (or “citification”): “Before rusticus and rusticitas can be defined as antonyms of urbanus and urbanitas, there must be cities and people who live in cities.” According to these antinomic pairs, the civilization of the city was counterposed to the barbarism of the countryside. This opposition was reflected, as Starobinski points out, in dictionaries from the time. “Unlike the bourgeois, peasants are not civilized,” asserted Furetière’s Dictionnaire of 1694.25

Indeed, one of the commonest misunderstandings about the concept of “civilization” concerns its specific reference to the capitalist social formation. Building on the work of the French and British political economists, Marx and Engels used the term “civilization” as basically equivalent to modern bourgeois society. “[Capitalism] forces all nations to adopt the bourgeois mode of production or go under,” they wrote in the Manifesto. “[I]t forces them to introduce so-called civilization amongst themselves, i.e., to become bourgeois.”26 This is a point Spencer Leonard brought home in a recent interview with Kevin Anderson, in combating charges of “Eurocentrism” and “Orientalism” that post-colonial theorists like Edward Said have recently leveled at Marxism.27 “Capitalism for Marx is not a superior civilization,” Leonard elucidates. “Rather, capitalist society is ‘civilization,’ per se…The issue is the universality of the form realizing itself at the level of world history…[W]hen he is using that language, he is talking about a social form, one that just happens to have emerged in Europe.”28 Nor is this merely some sort of clever rhetorical flourish. Certain selections from Engels clearly seem to substantiate Leonard’s general equation of modern bourgeois society with civilization as a whole: “[C]ivilization is that stage of development of society at which division of labor, the resulting exchange between individuals, and commodity production, which combines the two, reach their full development and revolutionize the whole of hitherto existing society.”29 Already, Marx had on several occasions written of “the civilizing aspects of capital,” insofar as it helped to eradicate the forms of slavery and serfdom that preceded it.30 In his preparatory work on the Grundrisse, he had similarly praised “the civilizing influence of external trade.”31 But perhaps the most irrefutable proof that, for Marx, capitalist society is “civilization” can be found in his endorsement of John Wade’s provocative proposition that “Capital is only another name for civilization.”32 Marx, who did not think much of Wade’s original contributions to the study of political economy (accusing him at one point of plagiarism), still admitted that “Wade is…correct…insofar as he posits capital = civilization.”33

On this level, then, it appears that the commonplace objection to the identification of civilization with the capitalist West, an identity upheld by classical liberals and Marxists alike, commits a category mistake. The simultaneous birth of civilization and modernity in Europe, and along with it their exponential growth in productivity, has nothing at all to do with the supposedly innate “superiority” of Western peoples or cultural institutions. This is why the pseudo-radicalism of postmodern hermeneutics — which interprets the logic of capital to be somehow intrinsically white, Christian, European, male, etc. — is utterly inadequate to the understanding of civilization, qua bourgeois society. In fact, this view even tends to reinforce the chauvinist discourse that treats all the accomplishments of Western civilization as the outcome of the heroic feats of the industry, ingenuity, and spirit of innovation that supposedly characterize all white, Christian, European males. Such accounts overlook the practically ubiquitous stereotype of the peasant in medieval Europe, usually depicted as monumentally lazy, shiftless, and ignorant. Neither Marx nor Engels had much patience for the quaint customs and inoffensive, folksy conventions of traditional society, no matter where these traditions stemmed from. Nowhere was the authors’ disgust with reactionary traditionalism more evident than in Engels’ evaluation of “The Civil War in Switzerland” in the Deutsche Brüsseler Zeitung in 1847. Engels could not for an instant countenance sympathy with the stout resistance of these “Alpine shepherds” — whose favorite pastimes included acorn-eating, cheese-making, yodeling, and chastity.34 The fact that such unrelenting criticisms were directed as the traditions of a country in the heart of Europe should put to rest the notion that either Marx or Engels unconsciously harbored racist or Orientalist sentiments. Both were fairly ecumenical (or, to put it differently, “equal opportunity”) when it came to choosing objects to critique.35 The ruthless criticism of everything existing could leave no rock unturned.

Related to such objections to the concept of “civilization,” especially its normative or universalizing claims, is a tendency to prefer speaking of so many particular “cultures.” Sadly, this preference, like several others acquired during the postmodernist “cultural turn” — which sought relativize the hegemonic pretensions of the Western civilization — harkens back to reactionary antimodernist (even fascist) sources. The invidious contrast between “culture” and “civilization” goes back to the sociologist Alfred (brother of Max) Weber’s conservative and irrationalist drift following the German defeat in World War I. Typically, the distinction is this: Kultur is understood as authentic, concrete, and firmly rooted in real, organic community traditions; Zivilisation is understood as superficial and abstract, rootlessly trailing after imaginary, inorganic social trends. Weber was looking to separate out two distinct components of human social life that he believed had become rather carelessly intermingled. He thus fulminated against Hegelianism, and by extension Marxism, which he felt had indiscriminately united both the “intellectual” and “spiritual” dimensions of social existence.36 Much of the mischief, Weber surmised, arose from an ambiguity in the meaning of the German term Geist, which at once signifies both “mind” and “spirit.”37 “This [Hegelian] notion of objective spirit [Geist] bound up…intellectual elements (mastery of existence) with…elements of spiritual expression, thus…identifying intellect and soul, and hopelessly confusing civilization and culture,” recorded Weber.38 Civilization was the cerebral sphere of science, progress, technology, and rationalization in their universal unfolding — “the epitome of mankind’s increasing enlightenment.”39 Oppositely, culture was the spiritual sphere of art, religion, convention, and intuition of a particular life-world in its givenness40 — “simply the soul’s will and expression…of an ‘essence’ lying behind all intellectual mastery of existence.”41 The civilizational subject is the individual or ego who has developed his own outlook, worldview, or perspective.42 The cultural subject is the community — the family, church, or nation — with its own “yearnings,” desires, or “destiny.”43 Weber’s contemporary, the phenomenologist Max Scheler, associated civilization with a deep “hatred of the world.” This hatred originated, the philosopher conjectured, first with Judaism (following Sombart)44 and then later with Calvinism (following the elder Weber).45 “Everything can rise again in the area of pure, spiritual culture,” wrote Scheler in 1917. “But in the area of technical values,…values of utility, a renascence would be tantamount to ‘regress,’…because continuous progress and internationality belong to the cosmos of civilization [Zivilisationskosmos].”46

More temperate minds have in the past expressed some reservations at setting up such a rigid bifurcation between the concepts of “culture” and “civilization.” All the same, however, they also recognized that any attempt to privilege the former to the detriment of the latter would be a reactionary gesture. Some of them, like Elias, have acknowledged the partial legitimacy of distinguishing these terms, according to their normal usages. In his sociogenetic account of this distinction, Elias conveyed the progressive character of civilization: “‘Civilization’ describes a process or at least the result of a process. It refers to something which is constantly in motion, constantly moving ‘forward.’”47 Moreover, he highlighted its implicit internationalism. “[T]he concept of civilization plays down the national differences between peoples; it emphasizes what is common to all human beings,” he observed. “In contrast, the German concept of Kulturplaces special stress on national differences and the particular identity of groups.”48 Elias was, without a doubt, well-acquainted with the distinction between culture and civilization, having once trained with Alfred Weber and his erstwhile associate, Karl Mannheim (who defended Weber’s choice to disentwine the two terms).49 The Austrian modernist and critic Robert Musil had a more sardonic take on this conceptual division between culture and civilization. In his review of Spengler’s Decline of the West, Musil confessed that figuring out “[h]ow to distinguish between culture and civilization is to my way of thinking an old and really fruitless quarrel.” Despite his professed indifference, he could still discern of some of the finer points with either word. “Every civilization is characterized by a certain technical mastery over nature and a very complicated system of social relations,” Musil wrote in 1921, while mocking the pedantic tone of those who insisted on the opposite meanings of the two words. “An immediate relation to the essence of things is almost always ascribed to culture, a kind of fateful security of human demeanor and an assurance that is still instinctive, in comparison to which reason, the fundamental symptom of civilization, is supposed to possess a somewhat lamentable uncertainty and indirectness.”50 But it was without question Horkheimer and Adorno who most stringently criticized the tendency to exalt the “authenticity” of Kultur against the purported “inauthenticity” of civilisation. “In the name of culture,” declared Adorno, “civilization marches into barbarism.”51 Of the various theorists to treat this opposition, Adorno, Horkheimer, and other members of the Frankfurt School were again the ones best able to make out the connection between the industrial revolution and the onset of modern civilization.52 To bemoan the loss of organic forms of “culture” in the face of modernization’s steady onslaught, however, was useless and regressive. They thus warned:

Only that consciousness which despairs of creating a human world out of freedom and consciousness will arrive at the point of sharply separating culture, as the creation of the spiritual, from the externality of civilization, of setting up culture against the latter and rendering it absolute. And often enough in so doing it opens the gate to the true enemy, barbarism. Whoever glorifies culture at the expense of civilization today is more concerned with setting up cultural preserves than with humanity…It is not proper to invoke culture against civilization. The gesture of invocation itself, the exalting of culture at the expense of mass society, the devoted consumption of cultural values as a confirmation of one’s elevated internal spiritual equipment, these are inseparable from the decadent character of the civilization. The invocation of culture is powerless.53

But if barbarism is admitted to exist in backward, traditional, or premodern communities, as well as in the atavistic appeal to cultural practices lost in the process of civilization, then where is that recognition, so central to the Marxist critique, of “the ‘barbarism’ of bourgeois society” itself? As Losurdo rightly notes, this was one of Marx’s and Engels’ most original and devastating insights.54 After all, it was not only civilization that they discerned in liberal bourgeois society. Contained within these very same forms of social organization there also lurked the possibility of a new and untold barbarism. The issue at hand here is the one Adorno and Horkheimer dealt with as “the reversion of enlightened civilization to barbarism.”55 Civilization itself, they maintained, had relapsed into a sort of barbaric state.56 Bourgeois society had mutated into what Adorno (and Lenin before him) called “civilized barbarism.”57 On the eve of the World War, in an article bearing the title of “Civilized Barbarism,” Lenin expressed his total astonishment at the way that “the civilized nations [especially France and Great Britain] have driven themselves into the position of barbarians.”58 Three decades earlier, Engels noticed this tendency of bourgeois society — that is, civilization — to increasingly move to conceal the traces of its own steady barbarization. “[T]he more civilization advances,” he asserted, “the more it is compelled to cover the ills it necessarily creates with the cloak of love, to embellish them, or to deny their existence.”59 But of all the variations on this theme in the annals of Marxist literature, none approaches the poetry of Rosa Luxemburg’s Junius Pamphlet: The Crisis of German Social Democracy:

Friedrich Engels once said, “Capitalist society faces a dilemma, either an advance to socialism or a reversion to barbarism.” What does a “reversion to barbarism” mean at the present stage of European civilization? We have read and repeated these words thoughtlessly without a conception of their terrible import. At this moment one glance about us will show us what a reversion to barbarism in capitalist society means. This world war means a reversion to barbarism…This is the dilemma of world history, its inevitable choice, whose scales are trembling in the balance awaiting the decision of the proletariat. Upon it depends the future of culture and humanity. In this war imperialism has been victorious. Its sword of murder has dashed the scales, with overbearing brutality, down into the abyss of shame and misery. 60

The naked barbarity that was seen in the trenches of Europe in World War I was simply the homecoming of what post-1848 European liberalism hoped to confine to its colonies. “The profound hypocrisy and inherent barbarism of bourgeois civilization lies unveiled before our eyes,” commented Marx, in an 1853 article on India, “turning from its home, where it assumes respectable forms, to the colonies, where it goes naked.”61 Still, this inherent barbarism of bourgeois society did not first show its face in the colonies. It had actually emerged several years prior, as Engels wrote in 1849, in the core of old Europe: “On the one side the revolution, on the other the coalition of all outmoded estate-classes and interests; on the one side civilization, on the other barbarism.”62

Notes


1 Benveniste, Émile. “Civilization: A Contribution to the Word’s History.” Translated by Mary Elizabeth Meek. Problems of General Linguistics. (University of Miami Press. New York, NY: 1971). Pg. 289.
2 Ibid., pg. 291.
3 Ibid., pg. 293.
4 “[T]he development of civilization is a special process, comparable to the normal maturation of the individual.” Freud, Sigmund. Civilization and Its Discontents. Translated by James Strachey. (W.W. Norton & Co. New York, NY: 1962). Pgs. 44-45.
5 Ferguson, An Essay on the History of Civil Society. Pg. 7.
6 Millar, John. The Origin of the Distinction of Ranks. (Liberty Fund. Indianapolis, IN: 2006). Pg. 26.
7 Smith, Adam. An Inquiry Into the Nature and Causes of the Wealth of Nations. (University of Chicago Press. Chicago, IL: 1976). Pg. 315.
8 “I esteem the man, whose self-love, by whatever means, is so directed as to give him a concern for others, and render him serviceable to society.” Hume, David. An Enquiry Concerning the Principles of Morals. Edited by Geoffrey Sayre-McCord. Moral Philosophy. (Hackett Publishing Company, Inc. Indianapolis, IN: 2006). Pgs. 268-280.
…“Dr. [Francis] Hutcheson was so far from allowing self-love to be in any case a motive of virtuous actions, that even a regard to the pleasure of self-approbation, to the comfortable applause of our own consciences, according to him, diminished the merit of a benevolent action. This was a selfish motive, he thought, which, so far as it contributed to any action, demonstrated the weakness of that pure and disinterested benevolence which could alone stamp upon the conduct of man the character of virtue.” Smith, Adam. Theory of Moral Sentiments. Pg. 358. See also pgs. 17, 112-113, 158, 159, 184, 321, 322.
9 Klein, Lawrence E. “From Courtly Politesse to Civic Politeness in Early Modern England and France.” Halcyon: A Journal of the Humanities. (1992). Pgs. 171-181.
10 Elias, Norbert. The Civilizing Process: Sociogenetic and Psychogenetic Investigations. Translated by Edmund Jephcott. (Blackwell Publishing. Oxford, England: 2000). Pgs. 87-88.
11 Kuzmics, Helmut. “The Civilizing Process.” Translated by Hans Georg Zilian. Civil Society and the State. (Verso Books. New York, NY: 1988). Pg. 172.
12 “[Civilized] restraint, like all others, is enforced less and less by direct physical force. It is cultivated in individuals from an early age as habitual self-restraint by the structure of social life, by the pressure of social institutions in general, and by certain executive organs of society (above all, the family) in particular. Correspondingly, the social commands and prohibitions become increasingly a part of the self, a strictly regulated superego.” Elias, The Civilizing Process. Pg. 158.
13 “Discipline ‘makes’ individuals; it is the specific technique of a power that regards individuals both as objects and as instruments of its exercise.” Foucault, Michel. Discipline and Punish: The Birth of the Prison. Translated by Alan Sheridan. (Vintage Books. New York, NY: 1995). Pg. 170.
14 “[B]y this increased social proscription of many impulses, by their ‘repression’ from the surface both of social life and of consciousness, the distance between the personality structure and behavior of adults and children was necessarily increased.” Elias, The Civilizing Process. Pg. 127.
15 “The pattern of self-restraint imposed on the people of bourgeois society through their occupational work was in many respects different from the pattern imposed on the emotional life by the functions of court society.” Ibid., pg. 156.
…“Of course, the bourgeois workplace and bourgeois society were not entirely determined by their courtly legacy — the development of specifically bourgeois kinds of self-control occurs there.” Kuzmics, Helmut. “Civilization, State, and Bourgeois Society: The Theoretical Contribution of Norbert Elias.” Translated by Hans Georg Zilian. Theory, Culture, and Society. (Vol. 4, № 2: June 1987). Pg. 518-519.
16 Thompson, E.P. “Time, Work-Discipline, and Industrial Capitalism.” Past & Present. (№ 38: 1967). Pg. 84.
17 Weber, Max. The Protestant Ethic and the Spirit of Capitalism. Translated by Talcott Parsons. (Routledge Classics. New York, NY: 2005). Pg. 17.
18 Kuzmics, “The Civilizing Process.” Pg. 152.
19 Starobinski, Jean. “The Word Civilization.” Translated by Arthur Goldhammer. Blessings in Disguise; or the Morality of Evil. (Harvard University Press. Cambridge, MA: 1993). Pg. 4.
20 “[One version of the concept] concerns ‘civilization’ as exhibited in the self-interpretation of Western elites, a self-conception demarcating itself from the ‘savage’ and the ‘barbarous,’ formed by agents within pragmatic contexts. This concept is obviously ethnocentric and in this aspect similar to a naïve conception of ‘modernization,’ which does justice only to the immediately visible material of the life-world.” Kuzmics, “Civilization, State, and Bourgeois Society.” Pg. 518.
21 Diderot, Histoire des Deux Indes. Pg. 178.
22 Condorcet, Nicolas de. A Sketch for an Historical Picture of the Future Progress of the Human Mind: Tenth Epoch. Translated by Keith Michael Baker. Daedalus. (Volume 133, № 3: Summer 2004). Pgs. 66. Here Condorcet could be seen praising the liberal societies of England, France, and the United States as the pinnacles of freedom and civilization. Likewise, Diderot had written before him that “[i]n England, the love of freedom, which is so natural to the man who is conscious and thinks…sparked off in generous hearts the excessive hatred of unlimited authority.” Diderot, Histoire des Deux Indes. Pg. 189.
…Such assertions would again seem to belie the strict division Losurdo tries to maintain between “liberalism” and “radicalism.” “Even when it criticized slavery, the liberal tradition did not question the identification of the West with civilization and of the colonial world with barbarism,” contends Losurdo. “Radicalism’s position was different: in the first instance, it identified and denounced barbarism in those responsible for, and complicit with, the most macroscopic violation of the rights and dignity of man.” Losurdo, Liberalism: A Counter-History. Pg. 169. The Italian philosopher thus faults even those liberals who unconditionally opposed slavery — authors such as Young, Smith, and Millar — for “complacently depicting” Europe as “a tiny island of liberty and civilization in a tempestuous ocean of tyranny, slavery, and barbarism.” “In order to indulge in such self-celebration,” Losurdo continues, “Young, Smith, and Millar were…obliged to overlook a far from trivial detail: the slave trade, which involved the most brutal form of slavery — chattel slavery — and in which western Europe, starting precisely with liberal England, was engaged for centuries.” Ibid., pg. 165. Further: “[O]n the one hand, Adam Smith con­demns and criticizes slavery very harshly. But if we ask him what was in his eyes the freest country of his time, in the final judgment, Smith answers that it is England.” Losurdo, “Liberalism and Marx.” Pg. 3.
…Diderot and Condorcet, by contrast, writers who Losurdo classifies as incipient “radicals,” are excused for passing such favorable judgments on England and the United States. On Diderot’s “radicalism”: Losurdo, Liberalism: A Counter-History, pgs. 134, 136-137, 138, 164, 168-169, 311, 314, 315. On Condorcet’s “radicalism”: Ibid., pgs. 16, 28, 30, 133-134, 137, 164, 167-168, 182. Losurdo does admit here and there that both were great admirers of England: “In the columns of the Encyclopédie, Diderot held up England as an example of ‘temperate monarchy,’ where ‘the sovereign is repository solely of executive power’…In Condorcet’s view, too, they had the merit of having realized, albeit to an inadequate extent, the principles of the limitation of royal power, freedom of the press, habeas corpus, and judicial independence.” Ibid., pgs. 127-128. Losurdo attempts to account for this lapse in judgment on the part of Condorcet by explaining the “evolution” or “maturation” of the French philosopher’s thought through his disillusionment with the British and United States models in the experience of the Revolution. Ibid., pgs. 143-145. Diderot and Condorcet, it is true, ought to be commended for their principled stance against the practice of slavery and the conditions of colonial exploitation — but so should free-trade abolitionists like Smith, Millar, and Tucker. It is clear from Diderot’s Histoire des Deux Indes and Condorcet’s Sketch for an Historical Picture of the Future Progress of the Human Mind (according to Losurdo these thinkers’ most “radical” works, respectively) that both continued to speak highly of Anglo-American liberalism.
23 “The savage — noble or otherwise — is the natural man whom the jurists or theorists of right dreamed up, the natural man who existed before society existed, who existed in order to constitute society, and who was the element around which the social body could be constituted…The barbarian, in contrast, is someone who can be understood, characterized, and defined only in relation to a civilization, and by the fact that he exists outside it. There can be no barbarian unless an island of civilization exists somewhere, unless he… and unless he fights it.” Foucault, Michel. “Society Must be Defended”: Lectures at the Collège de France, 1975-1976. Translated by David Macey. (Picador. New York, NY: 2003). Pgs. 194-195.
24 “Morgan’s periodization as follows: Savagery — the period in which the appropriation of natural products, ready for use, predominated; the things produced by man are, in the main, instruments that facilitate this appropriation. Barbarism — the period in which knowledge of cattle breeding and land cultivation is acquired, in which methods of increasing the yield of nature’s products through human activity are learnt. Civilization — the period in which knowledge of the further processing of nature’s products, of industry proper, and of art are acquired.” Engels, Friedrich. The Origins of the Family, Private Property, and the State: In the Light of the Researches by Louis H. Morgan. Translated by Alick West. Collected Works, Volume 26: 1882-1889. (International Publishers. New York, NY: 1990). Pg. 139.
25 Starobinski, “The Word Civilization.” Pgs. 8-9.
26 Marx and Engels, Manifesto of the Communist Party. Pg. 5.
27 “Marx’s style pushes us right up against the difficulty of reconciling our natural repugnance as fellow creatures to the sufferings of Orientals while their society is being violently transformed with the historical necessity of these transformations…Yet in the end it is the Romantic Orientalist vision that wins out, as Marx’s theoretical socio-economic views become submerged in this classically standard image.” Said, Edward. Orientalism. (Vintage Books. New York, NY: 1979). Pgs. 153-154.
28 Leonard, Spencer. “Marx at the Margins: An Interview with Kevin Anderson.” The Platypus Review. (№ 44. March, 2012). Pg. 2.
29 Engels, The Origins of the Family, Private Property, and the State. Pg. 272. My emphases.
30 “It is one of the civilizing aspects of capital that it extorts this surplus labor in a manner and in conditions that are more advantageous to social relations and to the creation of elements for a new and higher formation than was the case under the earlier forms of slavery, serfdom, etc.” Marx, Karl. Capital: A Critique of Political Economy, Volume 3. Translated by David Fernbach. (Penguin Books. New York, NY: 1991). Pg. 958.
31 Marx, Grundrisse. Pg. 256. Also, “the relation of capital and labor…is an essential civilizing moment.” Ibid., pg. 287. “[C]apital creates the bourgeois society…Hence the great civilizing influence of capital.” Ibid., pg. 409.
32 Ibid., pg. 585. Quoted also in Capital, Volume 1. Pg. 1057.
33 Marx, Grundrisse. Pg. 634.
34 “At last it has been revealed that the cradle of freedom is nothing but the center of barbarism and the nursery of Jesuits, that the grandsons of Tell and Winkelried can only be brought to reason by cannon-balls, and that the heroism at Sempach and Murten was nothing but the desperation of brutal and bigoted mountain tribes, obstinately resisting civilization and progress. It is really very fortunate that European democracy is finally getting rid of this Ur-Swiss, puritan, and reactionary ballast.” Engels, Friedrich. “The Civil War in Switzerland.” Translated by Jack Cohen. Collected Works, Volume 6: 1845-1848. (International Publishers. New York, NY: 1975). Pgs. 367-373.
35 Seymour’s passionate defense of “the example of Marx and Engels” in his recent book on The Liberal Defense of Murder is noble, but perhaps somewhat superfluous; its only flaw is to think that these authors need defending in the first place. That some would feel they do only highlights the poor state of academic research today, and it is indeed sad that Seymour would have to spend his time debunking it. It says more about the wretched state of academic research today, however, that such a defense needs to be mounted. Seymour, Richard. The Liberal Defense of Murder. (Verso Books. New York, NY: 2008). Pgs. 36-39.
36 “It is not strange in the least that all these various theories of history and philosophies of culture, as different as they may be in their self-proclaimed principles (psychological, materialistic, positivistic, idealistic, etc.) are nevertheless so basically connected that on closer scrutiny one unexpectedly merges into the other; in fact, one is nothing but the obverse of the other. One instance of this is the affinity, nay, more, the far-reaching sociological identity between Hegelianism and Marxism.” Weber, Alfred. Fundamentals of Culture-Sociology: Social Process, Civilization Process, and Culture-Movement. Translated by G.H. Weltner and C.F. Hirshman. (Columbia University Press. New York, NY: 1939). Pg. 134.
37 “The evolutionary, historico-philosophical approach to culture-movement has its origin in the confusion of the intellectual and spiritual spheres under the collective concept of ‘mind’ [Geist] and consequently in the confusion of civilizational process and culture-movement under the collective idea of ‘mental development,’ a confusion for which the 18th century paved the way and which German Idealism brought to its climax.” Ibid., pg. 132.
38 Ibid., pg. 126.
39 “[T]he civilizational cosmos is an intellectually formed cosmos of universally valid and necessary things which cohere internally and, considered in their practical aspect, are equally and universally useful (i.e., empirically true) for human ends and considered in their theoretic aspect, are equally inevitable (i.e., theoretically true) and in the illumination of world and ego, intuitively evident (i.e., true a priori)…Its disclosure proceeds by the laws of logical causality…And its disclosed and illumined objects bear the stamp of universal validity and necessity, and spread throughout the trafficked world for the very reason that they are pre-existent for all mankind.” Ibid., pg. 121.
…Civilization thus describes “a unified process of enlightenment covering the whole history of humanity and leading to a definite goal: the total illumination of the pre-existent.” Ibid., pg. 123.
40 “[T]he religious and spiritual expression of culture usually arrays itself in ‘categories of intuition.’ It presents itself as ‘revelation,’ as ‘insight,’ as ‘certain (immediately intuited) conviction of things unseen’ and ‘knowledge of the invisible.’” Ibid., pg. 123.
41 Ibid., pg. 126.
42 The junior Weber, along with Heidegger, distrusted this “world-picture.” Compare: “The civilization cosmos is nothing but a ‘world-picture’ slowly constructed and illumined the basis of these categories, the aspect of nature ‘fabricated’ by them. This view of nature is eminently suited to the purpose of dominating nature and existence in general and creating the ‘external realm of domination,’ i.e., the civilizational apparatus.” Ibid., pg. 125.
…With the following: “What is…a ‘world picture’?…[I]n an essential way, ‘world picture’ does not mean ‘picture of the world’ but, rather, the world grasped as picture. The world picture does not change from an earlier medieval to a modern one; rather, that the world becomes picture at all is what distinguishes the essence of modernity.” Heidegger, Martin. “The Age of the World Picture.” Translated by Julian Young and Kenneth Haynes. Off the Beaten Path. (Cambridge University Press. New York, NY: 2002). Pgs. 67-68. Heidegger also talks about nature forced into prefabricated mathematical categories: “Every force is defined as…nothing but…its consequences as motion within the unity of time…Every natural event must be viewed in such a way that it fits into this ground-plan of nature.” Ibid., pg. 60.
43 Weber, Fundamentals of Culture-Sociology. Pg. 138.
44 “Modern technical civilization rests more on hatred than on love of the world…[P]resent-day economic civilization [is] a civilization in which values, purposes, and forms, have disappeared. The one people which, according to Sombart’s penetrating investigation, contributed most to economic civilization, was, beyond doubt, the Jewish people whose mentality of race lacks most, among all peoples, a love of the world.” Scheler, Max. “Exemplars of Persons and Leaders.” Translated by M.S. Frings. Person and Self-Value: Three Essays. (Kluwer Academic Publishers. Hingham, MA: 1987). Pg. 188.
45 “Christianity plays a part in the formation of the motivating forces that produced the mechanical civilization of our time. Modern technology and capitalist economy were…initiated by…the followers of Protestant denominations, especially those coming from Calvinism, who claimed that all the work being done on the world should be for the sake of transforming it for the glory of God and for the sake of fulfilling the ascetic, divine obligation.” Ibid., pg. 187.
46 Ibid., pg. 171.
…In what is probably his most infamous contribution to the German Kriegsideologie, the novelist and Nazi fellow traveler Ernst Jünger seconded this distinction. He asked: “Who would deny that civilisation is more profoundly attached to progress than is Kultur; that its language is spoken in the large cities?” Jünger, Ernst. “Total Mobilization.” Translated by Richard Wolin. The Heidegger Controversy: A Critical Reader. (The MIT Press. Cambridge, MA: 1998). Pg. 133.
47 Elias, The Civilizing Process. Pg. 6.
48 Ibid., pg. 7.
49 “We can…see…the significance of Alfred Weber’s suggestion to distinguish between a process of ‘culture’ and a process of ‘civilization,’ and to treat the former in terms of a concrete Gestalt, the latter, however, as a rational and limitless progression allowing for the carryover of achievements made in one epoch into the following one…The ‘psychic-emotional’ phenomena, which make up what Weber calls ‘culture,’ can be adequately grasped only by methods of concrete intuition and representation stressing the Gestalt, and by a specific type of concept evolved for this purpose. ‘Civilization,’ in Weber’s sense, on the other hand, can be described by the rationalizing method of the philosophy of the Enlightenment which conceived of it as a continuous progress.” Mannheim, Karl. “Historicism.” Translated by Jean Floud and Paul Kecskemeti. Collected Works, Volume 5: Essays on the Sociology of Knowledge. (Routledge, Kegan, & Paul. New York, NY: 2007). Pg. 114.
50 Musil, Robert. “Mind and Experience: Notes for Readers Who have Eluded the Decline of the West.” Translated by Burton Pike and David S. Luft. Precision and Soul: Essays and Addresses. (University of Chicago Press. Chicago, IL: 1994). Pgs. 147-148.
51 Adorno, Theodor. “Aldous Huxley and Utopia.” Translated by Samuel and Sherry Weber. Prisms. (The MIT Press. Cambridge, MA: 1997). Pg. 113.
52 “Modern civilization has been linked, first, to the extraordinary growth in population since the industrial revolution at the beginning of the nineteenth century and the changes connected with this; then, to the dissolution of the traditional order of society by rationality [ratio].” The Frankfurt School. Aspects of Sociology. Translated by John Viertel. (Beacon Press. Boston, MA: 1972). Pg. 90.
53 Ibid., pg. 94.
54 Losurdo, Liberalism: A Counter-History. Pg. 169.
55 Adorno and Horkheimer, Dialectic of Enlightenment. Pg. ⅹⅳ.
56 It was now faced with the “horror of relapsing into barbarism.” Ibid., pg. 67.
57 Adorno, Theodor. “Cultural Criticism and Society.” Translated by Samuel and Sherry Weber. Prisms. (The MIT Press. Cambridge, MA: 1997). Pg. 24.
58 Lenin, Vladimir. “Civilized Barbarism.” Translated by George Hanna. Collected Works, Volume 19: March-December 1913. (Progress Publishers. Moscow, USSR: 1977). Pg. 388.
59 Engels, The Origin of Private Property, Family, and the State. Pg. 276.
60 Luxemburg, Rosa. The Junius Pamphlet: The Crisis in German Social Democracy. Translated by Peter Hudis and Kevin B. Anderson. Pg. 321.
61 Marx, Karl. “The Future Results of the British Rule in India.” Collected Works, Volume 12: 1853-1854. (International Publishers. New York, NY: 1979). Pg. 221.
62 Engels, Friedrich. “European War Inevitable.” Translated by W.L. Guttsman. Collected Works, Volume 8: 1848-1849. (International Publishers. New York, NY: 1977). Pg. 457.

This Essay Has Been Re-Routed

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A Study of the Marxist (and Non-Marxist) Theory of Imperialism

The Death of Global Imperialism (1920s-1930s)

As part of my study of the spatial dialectics of capitalism, I have been reading not only the more recent Marxist literature by Henri Lefebvre on The Production of Space or David Harvey’s excellent Spaces of Capital, but also some of the more classic works on the subject.

Marx’s own account of the spatiality of capitalism can be found in the Manifesto of the Communist Party, his Grundrisse of the early 1860s, and his posthumously published Capital, Volume II.  In the Manifesto, he talks at length in the first section of the globality of capitalism, of the formation of the world-market as part of the historical mission of the bourgeoisie.  In the latter two works I mentioned, the spatial dimension of capital is raised in connection with the ever-improving means of transport and communication, in facilitating the circulation of commodities.  Marx explains the dynamic in capitalism by which it breaks through every spatial barrier that it comes across, such that it seems to embody a sort of terrestrial infinity realizing itself through time.

But I am interested in some of the later work that was done on the Marxist theory of imperialism, both before and immediately after the 1917 Revolution.  This would have an obvious bearing on the spatial extension of capitalism throughout the world.  In this connection, I have drawn up a brief reading list:

  1. John Atkinson Hobson.  Imperialism: A Study (1902).  Though a pacifist and political liberal, Lenin considered his study of imperialism vastly superior to Kautsky’s, which had by then joined forces with the bourgeois apologists.
  2. Rudolf Hilferding.   Finance Capital: A Study of the Latest Phase of Capitalist Development (1910).  This book was extremely influential in its time, and established a number of concepts regarding monopoly capitalism and finance capital that Lenin would later rely upon.  The two chapters on “The Export of Capital” and “The Proletariat and Imperialism” are relevant to any study on imperialism.
  3. Rosa Luxemburg.  The Accumulation of Capital (1913).  This is Luxemburg’s greatest contribution to the economic theory of Marxism.  Though she and Lenin disagreed over some of its premises and conclusion, the book remains extremely important for the analysis of imperialism.  The chapter on “Foreign Loans” addresses this directly.
  4. Vladimir Lenin.  Imperialism, the Highest Stage of Capitalist Development (1915-1916).  This work scarcely needs any introduction.  The entire book is a study of imperialism as a stage in capitalist development.
  5. Nikolai Bukharin.  Imperialism and World Economy (1917).  This book, which includes a favorable introduction from Lenin, seems to me to perhaps be the most pertinent to my own studies, since it places the “world economy” as  a centerpiece for its analysis.

I am hoping perhaps a few of my Marxist friends will join me in reading some selections of these books.  In my understanding of the subject, the imperialism described by Hilferding, Luxemburg, Lenin, and Bukharin were very specific to the time in which they were living.  According to their theories, it involved vast capitalist trusts and cartels, gigantic monopolies, along with huge amounts of finance capital backing them through the banks.  I think that Lenin’s theory of imperialism is all too often invoked in describing present-day imperialist ventures.  It continues to be a force within the greater complex of capitalist globalization, which has been taking place ever since the social formation first emerged.  But historical conditions have changed since Lenin’s time, and in light of the neo-liberalist recalibration of capitalism, I think some of the fundamental categories we retain from Lenin’s analysis of imperialism might have to be rethought or slightly modified to accommodate present-day realities.

I personally am interested in the historical imperialism that Lenin et al. were studying, i.e. the form of imperialism that existed between 1880 and 1939.  Are there any other suggestions for reading on this subject? Ren, I’m looking to you.  But others are welcome to make suggestions as well.

A Cruel Irony in the History of Architectural Modernism

Monument to Karl Liebkneckt and Rosa Luxemburg (1925)

It is a cruel irony in the history of architectural modernism that the Mies van der Rohe, who earlier in his career designed the monument to the fallen Communist heroes Karl Liebkneckt and Rosa Luxemburg, would (thirty years later) be the same man who designed the Seagram Building, one of the swankiest monuments to high-Fordist capitalism.  This may have been pointed out before, but it stands as a testament to the tragedy of architectural modernism in the twentieth century.

The Seagram Building (1958)